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FINRA Awards for Investment Management Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0379212/18/2012Claimant(s): Patricia Tanner
Claimant Lawyers(s): Timothy Tanner
Respondent(s): Albert Alvey, Brian Horne, Kevin Kunz, Investment Management Corporation
Respondent Lawyers(s): Albert Clark Alvey, Brian Young Horne, Kevin Dee Kunz, Kevin Kunz
Arbitrator(s): Richard Djokic
Hearing Site: Salt Lake City, UT
Checkmark Icon$73,185
12-0005211/19/2012Claimant(s): Isabel Robinson
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): Brian Horne, Shelley Stevens, Investment Management Corporation
Respondent Lawyers(s): Brian Young Horne, Kevin Kunz, Shelley Ann Stevens
Arbitrator(s): George J. Karlsven
Hearing Site: Salt Lake City, UT
Checkmark Icon$61,422
08-0065807/30/2009Claimant(s): Jonathan Horne, Patricia Horne, JPH Enterprises, Vance B. Forsgren Family Trust
Claimant Lawyers(s): Jerome Romero
Respondent(s): Albert Alvey, Kevin Kunz, Investment Management Corporation
Respondent Lawyers(s): Kevin D. Kunz, William H. Christensen
Arbitrator(s): Richard J. Lawrence, John G. Manley, James D. Searles
Hearing Site: Salt Lake City, UT
Checkmark Icon$500,375

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