Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-03841 | 10/09/2009 | Claimant(s): Shannon L. Nichols Trust Claimant Lawyers(s): Jan Graham Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joseph L. Hood, William A. Hohauser Arbitrator(s): Ross W. Cannon, Kevin D. Swenson, Janet M. Thompson Hearing Site: Salt Lake City, UT |  | $296,890 |
| 08-02954 | 08/26/2009 | Claimant(s): Gwen Thompson, Keith Thompson, Gwen A. Thompson IRA Contributory, Keith R. Thomas IRA Contributory Claimant Lawyers(s): Tod D. Geidl Respondent(s): Craig Wessels, Charles Schwab & Co.. Respondent Lawyers(s): Kelly Moynihan Arbitrator(s): Douglas Martin Crow, Kevin D. Swenson, Burton LaVon Beahm Hearing Site: Boise, ID | | $164,727 |
| 06-03854 | 11/30/2007 | Claimant(s): Margie Aguirre Claimant Lawyers(s): Linda M. Deola Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Jeanne M. Bender Arbitrator(s): Clifford N. Coury, Kevin D. Swenson, James F. Zotter Hearing Site: Helena, MT |