| 21-00348 | 09/28/2021 | Claimant(s): Kristopher Etter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): IMS Securities.
Respondent Lawyers(s): Jackie Wadsworth
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 20-00950 | 11/24/2020 | Claimant(s): Christopher Gammon
Claimant Lawyers(s): Chad Weaver
Respondent(s): IMS Securities.
Respondent Lawyers(s): Jackie Wadsworth
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
| | |
| 17-02422 | 01/14/2020 | Claimant(s): Delores Trupiano, Philip Trupiano, Delores R. Trupiano Rev. Trust, Philip J. Trupiano Rev. Trust
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Beth Debouvre, Christopher Gammon, Kim Kopacka, Timothy Kopacka, IMS Securities.
Respondent Lawyers(s): Beth Ann Debouvre, Jackie Wadsworth, Joseph Suarez, Kim Kahala Kopacka, Timothy James Kopacka
Arbitrator(s): Robert H. Putnam, Harvey R. Linder, Harry G. Mason
Hearing Site: Columbia, SC
|  | $0 |
| 17-00829 | 10/15/2019 | Claimant(s): Joseph Camp, Robin Camp, The Pauline M. Camp Family Trust
Claimant Lawyers(s): James P. Booker
Respondent(s): IMS Securities.
Respondent Lawyers(s): Jackie Wadsworth
Arbitrator(s): Sherry R. Wetsch, Shannon Lyn Mays, Jewel Elizabeth Smith
Hearing Site: Houston, TX
| | $410,000 |
| 18-00810 | 07/15/2019 | Claimant(s): Clara Luna, Marcelo Luna, Clara Luna IRA, Marcelo Luna IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): IMS Securities.
Respondent Lawyers(s): Jackie Wadsworth
Arbitrator(s): Daniel P. Urban, Jeff Kilgore, Brenda Pickens Seals
Hearing Site: Houston, TX
| | $582,644 |
| 18-02199 | 11/08/2018 | Claimant(s): Danny Wrubel, Josephine Marion, Julie Ferrario, Julie Vipond, Karen Fell, Marilynn Peterson, Shirely Maiuri, Teresa Wrubel, Travis Peterson, Danny J. Wrubel IRA, Marilynn L. Person, IRA, Ferrario Family Revocable Trust, Marilynn L. Peterson Revocable Trust, Marion Family Living Trust, Marion Irrevocable Trust, Shirley A. Maiuri
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Jackie Wadsworth, IMS Securities.
Respondent Lawyers(s): Jackie D. Wadsworth, Jackie Wadsworth
Arbitrator(s): Patrick R. Sughroue, Edward A. Porter, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | $1,019,210 |
| 16-01800 | 11/01/2017 | Claimant(s): Jeffrey Rombs IRA, Kathrine Driscoll IRA, Michael Rombs IRA, Ralph Auguillard IRA, Reginald Bardin IRA, Ronnie Rombs IRA, Stephen Driscoll IRA, Van Russell IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Christopher Gammon, Jackie Wadsworth, Joshua Patterson, Michael Spears, Stacey Rognon, IMS Securities.
Respondent Lawyers(s): Martin Schexnayder
Arbitrator(s): Jeffrey R. Jury, Stephen James Cavanaugh, Brian James Tagtmeier
Hearing Site: Houston, TX
| | $2,304,540 |
| 16-01390 | 04/05/2017 | Claimant(s): Rohn Bertoldi
Claimant Lawyers(s): Gary Menzer
Respondent(s): Steven Knowlton, IMS Securities.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): David C. Redford, Heather Gaile Layton, Jonathan Charles Day
Hearing Site: Houston, TX
| | $27,000 |
| 16-00078 | 02/09/2017 | Claimant(s): Marcia Barfield IRA, Norman J. Barfield IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): IMS Securities.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Douglas Wade Carvell, Joseph Neal Richardson, Richard Thomas Huston
Hearing Site: Dallas, TX
| | Expungement |
| 12-03249 | 11/27/2013 | Claimant(s): Lawrence Wilkerson
Claimant Lawyers(s): Robert K. Savage
Respondent(s): IMS Securities.
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Arno C. Schwethelm
Hearing Site: Houston, TX
| | |
