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FINRA Awards for Marcia Barfield IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0007802/09/2017Claimant(s): Marcia Barfield IRA, Norman J. Barfield IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): IMS Securities.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Douglas Wade Carvell, Joseph Neal Richardson, Richard Thomas Huston
Hearing Site: Dallas, TX
Checkmark IconExpungement

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