Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01998 | 11/09/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Marlon Scott Respondent Lawyers(s): Marlon Keith Scott Arbitrator(s): Heather Gaile Layton Hearing Site: Houston, TX | ||
| 18-03141 | 09/11/2019 | Claimant(s): Betty Bailey, Betty Bailey IRA Claimant Lawyers(s): David W. Miller Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Lynne M. Gomez, Camille Morris Tankersley, Heather Gaile Layton Hearing Site: Houston, TX |  | $555,000 |
| 16-01390 | 04/05/2017 | Claimant(s): Rohn Bertoldi Claimant Lawyers(s): Gary Menzer Respondent(s): Steven Knowlton, IMS Securities. Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): David C. Redford, Heather Gaile Layton, Jonathan Charles Day Hearing Site: Houston, TX | | $27,000 |