| 13-00776 | 03/28/2014 | Claimant(s): Alice Gilbert
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
|  | Expungement |
| 12-03249 | 11/27/2013 | Claimant(s): Lawrence Wilkerson
Claimant Lawyers(s): Robert K. Savage
Respondent(s): IMS Securities.
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Arno C. Schwethelm
Hearing Site: Houston, TX
| | |
| 12-00823 | 02/19/2013 | Claimant(s): Edward L. Bolding Revocable Trust, Ramona G. Bolding Trust
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Eric M. Morris
Arbitrator(s): Roger W. Van Deusen, William F. Glaser, Nicholas G. Dukas
Hearing Site: Tampa, FL
| | Expungement |
| 10-01844 | 04/25/2011 | Claimant(s): Kenneth Ayers, Kenneth P. Ayers Revocable Living Trust
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Hal S. Holtsinger, Patricia Gunn, John Hughes Verchot
Hearing Site: Tampa, FL
| | $0 |
| 09-07051 | 03/11/2011 | Claimant(s): Ross Carter and Jane Carter
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Diana A. Weiner, Jason D. White, Oliver J. Janney
Hearing Site: Tampa, FL
| | Expungement |
| 08-04276 | 12/16/2010 | Claimant(s): James Murphy
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): William F. Glaser, David M. Snyder, Gayle B. Carlson
Hearing Site: Tampa, FL
| | $1,042,990 |
| 09-03317 | 07/26/2010 | Claimant(s): Barbara Hager, Robert Hager, Robert J. Hager and Barbara R. Hager
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Ronald H. Walton, Frank Brenner, Elizabeth A. Townes
Hearing Site: Tampa, FL
| | $0 |
