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FINRA Awards for Ross Carter and Jane Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0705103/11/2011Claimant(s): Ross Carter and Jane Carter
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Diana A. Weiner, Jason D. White, Oliver J. Janney
Hearing Site: Tampa, FL
Checkmark IconExpungement

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