| 23-00573 | 01/31/2024 | Claimant(s): Manoj Bhartiya
Claimant Lawyers(s): Manoj Bhartiya
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Karimu F. Hill-Harvey, Elizabeth A. Townes, Natalie Paskiewicz
Hearing Site: Tampa, FL
|  | $0 |
| 20-02359 | 10/23/2021 | Claimant(s): Rita Vido, Robert Vido, Theodore Wensink
Claimant Lawyers(s): Robert Persante
Respondent(s): Ahmet Kildis, SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils, Robert K. Jamieson
Arbitrator(s): Elizabeth A. Townes, Rochelle Friedman Walk, Natalie Paskiewicz
Hearing Site: Tampa, FL
| | $18,582 |
| 17-00062 | 08/13/2018 | Claimant(s): Guy Gannett Trust FBO Corson/Williams, Guy Gannett Trust FBO J. Gannett, et al
Claimant Lawyers(s): Justin Sauerwald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Richard J. Fuller, Elizabeth A. Townes, Sydney E. Blum
Hearing Site: Tampa, FL
| | Expungement |
| 14-01810 | 04/29/2015 | Claimant(s): James Carpenter
Claimant Lawyers(s): Jorge Altamirano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Mimi B. Osiason, Elizabeth A. Townes, Walter William Blenner
Hearing Site: Tampa, FL
| | Expungement |
| 10-05797 | 07/24/2013 | Claimant(s): Nancy Braun, Stanley Braun, The Braun Family LLC, The Trevor M. Braun Irrevocable Trust
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Thomas J. Patka, Elizabeth A. Townes, John Hughes Verchot
Hearing Site: Tampa, FL
| | Expungement |
| 09-03317 | 07/26/2010 | Claimant(s): Barbara Hager, Robert Hager, Robert J. Hager and Barbara R. Hager
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Ronald H. Walton, Frank Brenner, Elizabeth A. Townes
Hearing Site: Tampa, FL
| | $0 |
| 06-05081 | 04/24/2008 | Claimant(s): David Ossenmacher
Claimant Lawyers(s): John R. Kiefner
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nancy Anderson Tayborn
Arbitrator(s): Nicholas G. Dukas, Elizabeth A. Townes, Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
