| 21-02374 | 01/17/2023 | Claimant(s): Allen Wagner
Claimant Lawyers(s): Allen B. Wagner
Respondent(s): Kelly Behunin, Fidelity Brokerage Services LLC, Peter Lee, Puja Aggarwal, Robert Burge, FMR, Fidelity Personal & Workplace Advisors, Strategic Advisers LLC
Respondent Lawyers(s): Casey W. Jones, Noah D. Sorkin
Arbitrator(s): Mary Margaret Bush, Philip Aaron Tymon, Diane Duvall
Hearing Site: San Francisco, CA
|  | Expungement |
| 11-03064 | 06/28/2012 | Claimant(s): Karen Stallard, Lambert Stallard
Claimant Lawyers(s): Jan Graham
Respondent(s): Jackie Wadsworth, Richard Childs, IMS Securities.
Respondent Lawyers(s): Casey W. Jones
Arbitrator(s): Ralph B. Perry
Hearing Site: Las Vegas, NV
| | Expungement |
| 09-01436 | 12/01/2010 | Claimant(s): James Jones, Lillie Jones
Claimant Lawyers(s): Casey W. Jones
Respondent(s): Dennis Beeby, Jay Potter, Michael McIntyre, Reid Scofield, Nexcore Capital.
Respondent Lawyers(s): R. Craig Zafis, Reid D. Scofield
Arbitrator(s): Robert W. Vernon, Donald S. Simons, Robert P. Clifford
Hearing Site: Los Angeles, CA
| | $15,600 |
