Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02374 | 01/17/2023 | Claimant(s): Allen Wagner Claimant Lawyers(s): Allen B. Wagner Respondent(s): Kelly Behunin, Fidelity Brokerage Services LLC, Peter Lee, Puja Aggarwal, Robert Burge, FMR, Fidelity Personal & Workplace Advisors, Strategic Advisers LLC Respondent Lawyers(s): Casey W. Jones, Noah D. Sorkin Arbitrator(s): Mary Margaret Bush, Philip Aaron Tymon, Diane Duvall Hearing Site: San Francisco, CA |  | Expungement |
| 19-00994 | 10/27/2021 | Claimant(s): Francesco Umbriaco Claimant Lawyers(s): Christopher B. Jones Respondent(s): Allen Wagner, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger, Thomas R Nathan, Jason L Pearlman Hearing Site: Philadelphia, PA | | Expungement |