| 12-00809 | 05/28/2013 | Claimant(s): Fae Silver
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Paul H. Lamboley, Merrill Dean Taylor, John G. Manley
Hearing Site: Las Vegas, NV
|  | Expungement |
| 09-05897 | 01/06/2011 | Claimant(s): Mary Calzat, Mary D. Calzat IRA, The Calzat Family Trust, DTD 11/25/98
Claimant Lawyers(s): David S. Harrison
Respondent(s): Gregory Bolton, Stephen Wild, Thomas Zielinski, QA3 Financial Corp.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Douglas Edwards, Katherine M. Harmeyer, Merrill Dean Taylor
Hearing Site: Las Vegas, NV
| | Expungement |
| 07-01095 | 05/09/2008 | Claimant(s): Evelyn Brandin, IRA, Brandin Family Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): James Thomas
Respondent Lawyers(s): Alan L. Sachs
Arbitrator(s): Merrill Dean Taylor, Robert Rosen, Dee Newell
Hearing Site: Las Vegas, NV
| | $1,225,420 |
| 06-02936 | 11/15/2007 | Claimant(s): James F. Riley, IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Patricia Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil Baritz
Arbitrator(s): Merrill Dean Taylor, Paul E. Dahlman, William Patterson Cashill
Hearing Site: Reno, NV
| | $605,090 |
