Potomac Analytics' Logo

FINRA Awards for Alpine Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0023711/05/2021Claimant(s): ACAP Financial Inc.
Claimant Lawyers(s): David S. Hunt
Respondent(s): Kirk Ferguson, Alpine Securities Corporation
Respondent Lawyers(s): David S. Hunt, Maranda E. Fritz
Arbitrator(s): Richard M. Reider, Knute Arthur Rife, Kevin Edward Anthony
Hearing Site: Salt Lake City, UT
18-0202111/26/2018Claimant(s): Eli Levy
Claimant Lawyers(s): Avrum Aaron
Respondent(s): Alpine Securities Corporation
Respondent Lawyers(s): Michael Cruz
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
Checkmark Icon$38
11-0463606/13/2012Claimant(s): Wall Street Communications Group.
Claimant Lawyers(s): David M. Kaye
Respondent(s): Alpine Securities Corporation, Spencer Edwards.
Respondent Lawyers(s): Gordan Dihle, Richard F. Ensor
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Denver, CO
Checkmark Icon$8,279
10-0550701/12/2012Claimant(s): Palatine Capital Investment Group
Claimant Lawyers(s): Harold P. Gewerter
Respondent(s): Alpine Securities Corporation
Respondent Lawyers(s): Erik A. Christiansen
Arbitrator(s): Douglas Edwards, Howard W. Shannon, Barry A. Mainardi
Hearing Site: Las Vegas, NV
Checkmark Icon$0
10-0034403/07/2011Claimant(s): Curt Lehner
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Brian Peterson, Clark Johnston, Jeffrey Peterson, Jonathan Peterson, Robert Tew, Todd Groskreutz, Alpine Securities Corporation
Respondent Lawyers(s): Steven G. Loosle
Arbitrator(s): Peter G. Walker, Laurie E. Law, William J. Bender
Hearing Site: Seattle, WA
Checkmark Icon$0

5 Results

Display: