| 21-00237 | 11/05/2021 | Claimant(s): ACAP Financial Inc.
Claimant Lawyers(s): David S. Hunt
Respondent(s): Kirk Ferguson, Alpine Securities Corporation
Respondent Lawyers(s): David S. Hunt, Maranda E. Fritz
Arbitrator(s): Richard M. Reider, Knute Arthur Rife, Kevin Edward Anthony
Hearing Site: Salt Lake City, UT
| | |
| 15-00734 | 04/18/2019 | Claimant(s): Gerald M. Butler, Jr. Family Trust, Jr. Marital Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): National Securities Corporation, National Asset Management
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Marc Kalish, Kevin Edward Anthony, John P. Kelly
Hearing Site: Salt Lake City, UT
|  | $1,145,240 |
| 16-00933 | 04/11/2017 | Claimant(s): Stephen H. Bonney IRA, Stephen H. Bonney Living Trust dated 6/1
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Brian Weese, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Herbert Liberman, William Michael Samsel, Kevin Edward Anthony
Hearing Site: Salt Lake City, UT
| | Expungement |
