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FINRA Awards for David M. Kaye

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0463606/13/2012Claimant(s): Wall Street Communications Group.
Claimant Lawyers(s): David M. Kaye
Respondent(s): Alpine Securities Corporation, Spencer Edwards.
Respondent Lawyers(s): Gordan Dihle, Richard F. Ensor
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Denver, CO
Checkmark Icon$8,279

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