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FINRA Awards for Karen D. Hanson

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0252205/05/2016Claimant(s): Donna Gall, Lillian Mae McDonald IRA, McDonald Family Trust B-UA 03/09/2000, McDonald Family Trust U/A 04/10/1984
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Morgan Stanley
Respondent Lawyers(s): Judy Louie, Melissa M. Muehlfeld
Arbitrator(s): Timothy J. Kroll, Jay Lawrence Witkin, Karen D. Hanson
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
13-0248204/08/2014Claimant(s): Damany Henry
Claimant Lawyers(s): Timothy Feil
Respondent(s): Gene Meieran
Respondent Lawyers(s): Gene Meieran
Arbitrator(s): Marc Kalish, Jay H. Feldstein, Karen D. Hanson
Hearing Site: Phoenix, AZ
Expungement
09-0335906/05/2012Claimant(s): Shirley Manos, Tom Manos, The Manos Family Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Richard L. Merkel, Karen D. Hanson, John H. Fearnow
Hearing Site: Phoenix, AZ
Checkmark Icon$0
05-0384912/04/2007Claimant(s): Rodney Beck, Stacey Beck, Rodney R. Beck Living Trust d 12-05-04, Stacey Beck Living Trust dtd 12-05-94
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): William Artmann, Investacorp.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Richard Marc Weinroth, Allan D. Breyer, Karen D. Hanson
Hearing Site: Phoenix, AZ
Checkmark Icon$1,150,000

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