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FINRA Awards for Earl Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0379705/08/2019Claimant(s): Beth Rowlett, Christy Camp, Clifford Camp, Earl Davis, F. Fowler, Janet Davis, Kent Kebert, Lynn Kebert, Maynard Bryant, Michael Borne, Samuel Williams, Susan Brooker, Wormser Financial LLC, Estate of Lavoy J. Reed, Alan B. Platkin Credit Shelter Trust, Harold and Judy Wormser RLT 2/1/50
Claimant Lawyers(s): Donald L. Ferguson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s):
Hearing Site: Jackson, MS
Checkmark Icon$1,430,750
18-0065105/07/2019Claimant(s): Aubrey Sanford, Beth Rowlett, Chasidy Lenoir, Christy Camp, Clifford Camp, Earl Davis, Edward Simmons, Emma Smith, F. Fowler, Howard Kerce, Janet Davis, Janice Jeffrey, Kathryn Rheiner, Kent Kebert, Lynn Kebert, Mark Friloux, Maynard Bryant, Michael Borne, Richard Rheiner, Robert Spring, et al
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Langfred W. White, Mauricio Arcadier, Avery B. Goodman
Hearing Site: Jackson, MS
Checkmark Icon$1,430,750

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