17-02847 | 04/23/2019 | Claimant(s): Daniel Alivernini Claimant Lawyers(s): Brittany Weiner Respondent(s): USAA Financial Advisors. Respondent Lawyers(s): David W. Erb Arbitrator(s): William F. Skewes, Samuel L. McClaren, John Jerold Barrett Hearing Site: Denver, CO
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16-01459 | 12/11/2018 | Claimant(s): Todd Weitzman Claimant Lawyers(s): Todd A. Weitzman Respondent(s): Richard Murray, J.P. Turner & Company, L.L.C., Silver Leaf Partners Respondent Lawyers(s): Eric A. Michaels, Fyzul Khan, Richard Norman Murray Arbitrator(s): Martin M. Berliner, Samuel L. McClaren, Wendy P Rouder Hearing Site: Denver, CO
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16-01693 | 02/23/2017 | Claimant(s): Kean Boucher Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): Samuel L. McClaren, Anita Rae Shapiro, Tausha C. Riley Hearing Site: Denver, CO
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16-02630 | 02/21/2017 | Claimant(s): Kezia Samuel Claimant Lawyers(s): Jeffrey Thomas Respondent(s): Jackson National Life Distributors LLC Respondent Lawyers(s): William R. Schulz Arbitrator(s): Donald P. Loyd, Samuel L. McClaren, Henry Eric Peitz Hearing Site: Denver, CO
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13-01579 | 12/04/2014 | Claimant(s): James Young Claimant Lawyers(s): Brian J. Neville Respondent(s): James Merkel, James Smith, Jim Wilson, Joe Dickerson, Johnny Jones, Joyce Heitmeyer, Judith Smith, Marian Patton, Mary Heitmeyer, Teresa Wilson, Tom Gawronski, Urban Heitmeyer Respondent Lawyers(s): James Merkel, James Smith, Jim Wilson, Joe Dickerson, Johnny Jones, Joyce Heitmeyer, Judith Smith, Marion Patton, Mary Heitmeyer, Teresa Wilson, Tom Gawronski, Urban Heitmeyer Arbitrator(s): Charles G. Michaels, Samuel L. McClaren, Stephen A. Kohn Hearing Site: Denver, CO
| | Expungement |
13-02525 | 12/04/2014 | Claimant(s): Jean Schott Claimant Lawyers(s): Matthew S. Rork Respondent(s): Shareholders Service Group. Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Charles G. Michaels, Samuel L. McClaren, Mary C. Davis Hearing Site: Denver, CO
| | $120,000 |
13-00639 | 07/09/2014 | Claimant(s): Paul Lemon Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Anthony Thompson, Dana Davis, Jeffrey Cannella, John Tyler, Michael Jones, Patrick Sutherland Respondent Lawyers(s): Anthony W. Thompson, Carla B. Minckley, John L Tyler, Michael Washington Jones, Russell K. Bean Arbitrator(s): Marilyn R. Lewis, Dominic Alecci, Samuel L. McClaren Hearing Site: Denver, CO
| | $0 |
11-01421 | 06/15/2012 | Claimant(s): Granada Enterprises., Estate of Justyn C. Rosen, Rosen Family Associates, Ltd., Rosen Investments, LLLP, Justyn C. Rosen 1988 Irrevocable Ins Tst, Justyn C. Rosen Marital Trust No. 1, Justyn C. Rosen Trust for Marian Rosen, Marsha Zimmerman Irrevocable Trust, Rosen Investment Trust No. 1, Rosen Investment Trust No. 2, Sharon Irrevocable Trust 3/1/85, Sharon J. Mandel Irrevocable Trust, Sharon Rosen Trust by Marian Rosen Trust Claimant Lawyers(s): Michael H. Berger Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Samuel L. McClaren, Baldwin Ranson, Andrew Barton Hearing Site: Denver, CO
| | $0 |