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FINRA Awards for Jean Schott

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0332807/20/2017Claimant(s): Shareholders Service Group.
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Jean Schott
Respondent Lawyers(s): Matthew S. Rork
Arbitrator(s): Herbert Liberman, Doris V. Knotter, Thomas L. Marshall
Hearing Site: San Diego, CA
Expungement
13-0252512/04/2014Claimant(s): Jean Schott
Claimant Lawyers(s): Matthew S. Rork
Respondent(s): Shareholders Service Group.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Charles G. Michaels, Samuel L. McClaren, Mary C. Davis
Hearing Site: Denver, CO
Checkmark Icon$120,000

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