Potomac Analytics' Logo

FINRA Awards for Patricia J. Branco

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0227801/20/2021Claimant(s): Keith J. Lilek Declaration of Trust, Teresa Lilek Declaration of Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Patricia Joanne Branco, David A. Schuler, Lawrence R. Rute
Hearing Site: Kansas City, MO
Checkmark IconExpungement
11-0415806/22/2012Claimant(s): Keith Adams
Claimant Lawyers(s): Jeffrey David Miller
Respondent(s): Robert Stout, The Street.
Respondent Lawyers(s): R.W. Stout, Robert Wesley Stout
Arbitrator(s): Patricia J. Branco, Philip I. McConnell, Frances Johnson Wright
Hearing Site: Dallas, TX
09-0090607/25/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Steven Williams
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco
Hearing Site: Dallas, TX
08-0184302/09/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jonathan Hunsucker
Respondent Lawyers(s): Jonathan Scott Hunsucker
Arbitrator(s): Patricia J. Branco
Hearing Site: Dallas, TX
07-0029210/11/2007Claimant(s): Thrivent Investment Management.
Claimant Lawyers(s): James K. Langdon
Respondent(s): Darrel Johnson, Gregory Nixon
Respondent Lawyers(s): John T. Palter
Arbitrator(s): Patricia J. Branco, C. Sumpter Logan, Ted Martin Akin
Hearing Site: Dallas, TX

5 Results

Display: