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FINRA Awards for Steven Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0090607/25/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Steven Williams
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco
Hearing Site: Dallas, TX

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