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FINRA Awards for Alberta Thornhill

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0499303/28/2013Claimant(s): Alberta Thornhill
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Banc of America Investment Services Inc., Capital One Investment Services LLC
Respondent Lawyers(s): Genna Stephens, Todd Ratner
Arbitrator(s): George A. Sellnau, Jonathan Burke Rada, William R. Jonson
Hearing Site: Houston, TX
Checkmark IconExpungement

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