Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01859 | 10/16/2013 | Claimant(s): Joan Teachworth, Walter Teachworth Claimant Lawyers(s): Mark C. Watler Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management, Respondent Lawyers(s): Michael West Arbitrator(s): Mary Ann Tunick, Thomas A. Cipolla, Raymond C. Kerr Hearing Site: Houston, TX | Expungement | |
| 10-05712 | 03/06/2012 | Claimant(s): Jack Laskey, Helen D. Laskey I.R.A., Jack R. Laskey I.R.A. Claimant Lawyers(s): Mark C. Watler Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Ronald R. Simpson, Robert Dan Sherrill, Daniel J. Pagnano Hearing Site: Houston, TX |  | $300 |
| 09-01745 | 03/26/2010 | Claimant(s): Christine L.Lane, as Bene of the Claimant Lawyers(s): Mark C. Watler Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Braden O. Wilhelm Arbitrator(s): George A. Sellnau, Steven M. Ruderman, Michele N. O'Brien Hearing Site: Houston, TX | | $0 |