| 10-04990 | 05/22/2012 | Claimant(s): CSJ Family Partnership Ltd.
Claimant Lawyers(s): J. Mitchell Clark
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley
Respondent Lawyers(s): Jonathan D. Robbins
Arbitrator(s): Ronald R. Simpson, Frank M. Romano, Donald K. Eckhardt
Hearing Site: Houston, TX
|  | $0 |
| 10-05712 | 03/06/2012 | Claimant(s): Jack Laskey, Helen D. Laskey I.R.A., Jack R. Laskey I.R.A.
Claimant Lawyers(s): Mark C. Watler
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Ronald R. Simpson, Robert Dan Sherrill, Daniel J. Pagnano
Hearing Site: Houston, TX
| | $300 |
| 09-06804 | 07/29/2011 | Claimant(s): Catherine McMichael, Wallact T. and Catherine McMichael Trust
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Wells Fargo Advisors, Gary Foose
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Ronald R. Simpson, Leonard J. Sullivan, Robert Dan Sherrill
Hearing Site: Houston, TX
| | Expungement |
| 08-02368 | 01/28/2009 | Claimant(s): Robert Tillman
Claimant Lawyers(s): Robert Edward Tillman
Respondent(s): The Sonterra Group.
Respondent Lawyers(s): Roger Festor
Arbitrator(s): Ronald R. Simpson
Hearing Site: Houston, TX
| | |
