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FINRA Awards for Wallact T. and Catherine McMichael Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0680407/29/2011Claimant(s): Catherine McMichael, Wallact T. and Catherine McMichael Trust
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Wells Fargo Advisors, Gary Foose
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Ronald R. Simpson, Leonard J. Sullivan, Robert Dan Sherrill
Hearing Site: Houston, TX
Checkmark IconExpungement

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