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FINRA Awards for Charles Schwab Investment Management,

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0185910/16/2013Claimant(s): Joan Teachworth, Walter Teachworth
Claimant Lawyers(s): Mark C. Watler
Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management,
Respondent Lawyers(s): Michael West
Arbitrator(s): Mary Ann Tunick, Thomas A. Cipolla, Raymond C. Kerr
Hearing Site: Houston, TX
Expungement

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