| 20-00401 | 05/05/2021 | Claimant(s): Joanne Olson
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack Chapline Vaughan, Daniel D. Hill, Robert C. Rice
Hearing Site: Houston, TX
|  | Expungement |
| 19-00443 | 01/21/2020 | Claimant(s): Jose Medardo Burgos F, Maria Del Carmen G Burgos, Maria Medina-Luna Anaya
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon Levy
Arbitrator(s): Jack Chapline Vaughan, William A. Allen, Allan R. Lazor
Hearing Site: Houston, TX
| | $0 |
| 14-03172 | 04/12/2016 | Claimant(s): Randall Stafford
Claimant Lawyers(s): Scott D. Ellis
Respondent(s): Cynthia Maphet, Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): James G. Cooper, Jack Chapline Vaughan, Francis Joseph Bourgeois
Hearing Site: Houston, TX
| | Expungement |
| 14-01015 | 07/28/2015 | Claimant(s): Cheryl Galyan, Ralph Galyan
Claimant Lawyers(s): Christa Samaniego
Respondent(s): Adriana Estevez, Morgan Stanley, Mark Magarian
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Steve R. Neuman, Walter F. Schleyer, Jack Chapline Vaughan
Hearing Site: Houston, TX
| | Expungement |
| 13-02390 | 05/15/2015 | Claimant(s): Ann McCorquodale, Knox McCorquodale, Rex McCorquodale
Claimant Lawyers(s): Andrew D. Gowdown
Respondent(s): Terry Chilton, Chilton Financial Services., Terry Chilton Financial Services, L.P.
Respondent Lawyers(s): Cory S. Reed
Arbitrator(s): Jack Chapline Vaughan, Allan R. Lazor, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | $1,172,250 |
| 14-00115 | 03/27/2015 | Claimant(s): Valerie Hearn and Tom Hearn
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Willard Golightly
Respondent Lawyers(s): Willard Lee Golightly
Arbitrator(s): Raymond L. Britton, Jack Chapline Vaughan, Alan M. Holzberg
Hearing Site: Houston, TX
| | $201,000 |
| 13-01816 | 09/19/2014 | Claimant(s): Douglas Radcliffe
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Joyce Wright
Respondent Lawyers(s): Joyce M. Wright
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: Houston, TX
| | Expungement |
| 13-01639 | 07/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gary Redden
Respondent Lawyers(s): Benjamin Alexander
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: New Orleans, LA
| | |
| 12-01023 | 05/10/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jocelyn Sears
Respondent Lawyers(s): Katherine T. Mize
Arbitrator(s): John A. Davis, Jack Chapline Vaughan, Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
