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FINRA Awards for Simon Levy

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0044301/21/2020Claimant(s): Jose Medardo Burgos F, Maria Del Carmen G Burgos, Maria Medina-Luna Anaya
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon Levy
Arbitrator(s): Jack Chapline Vaughan, William A. Allen, Allan R. Lazor
Hearing Site: Houston, TX
Checkmark Icon$0
17-0011408/30/2017Claimant(s): Peter Castro
Claimant Lawyers(s): Peter de Castro
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Simon Levy
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA

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