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FINRA Awards for Katherine T. Mize

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0102305/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jocelyn Sears
Respondent Lawyers(s): Katherine T. Mize
Arbitrator(s): John A. Davis, Jack Chapline Vaughan, Brian James Tagtmeier
Hearing Site: Houston, TX

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