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FINRA Awards for Raymond L. Britton

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0011503/27/2015Claimant(s): Valerie Hearn and Tom Hearn
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Willard Golightly
Respondent Lawyers(s): Willard Lee Golightly
Arbitrator(s): Raymond L. Britton, Jack Chapline Vaughan, Alan M. Holzberg
Hearing Site: Houston, TX
Checkmark Icon$201,000
12-0394110/29/2013Claimant(s): Joseph P. Ahern Revocable Trust
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Raymond L. Britton, John K. Boyce, Michael S. Yauch
Hearing Site: Houston, TX
Checkmark Icon$0
10-0038106/10/2011Claimant(s): Beverly Edwards
Claimant Lawyers(s): Dawn Meade
Respondent(s): Harvey Newton, Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Raymond L. Britton, Antoinette M. Romano, David M Shamblen
Hearing Site: Houston, TX
Checkmark Icon$0

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