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FINRA Awards for Joseph P. Ahern Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0394110/29/2013Claimant(s): Joseph P. Ahern Revocable Trust
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Raymond L. Britton, John K. Boyce, Michael S. Yauch
Hearing Site: Houston, TX
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