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FINRA Awards for Gregg Garneau

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0069406/20/2013Claimant(s): Michael Harris
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
Checkmark Icon$48,300
12-0073803/12/2013Claimant(s): Constantine A. Makris and Suzanne Makris
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Sherrill Ruth Austin
Hearing Site: Newark, NJ
Checkmark IconExpungement
10-0038106/10/2011Claimant(s): Beverly Edwards
Claimant Lawyers(s): Dawn Meade
Respondent(s): Harvey Newton, Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Raymond L. Britton, Antoinette M. Romano, David M Shamblen
Hearing Site: Houston, TX
Checkmark Icon$0
09-0622011/15/2010Claimant(s): Earl D. Bolen IRA, Bolen Family Trust
Claimant Lawyers(s): H. Thomas Fehn
Respondent(s): Christopher Price, Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Elliott David Finkel, Joseph L. Hagan, David Nielsen
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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