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FINRA Awards for Carol A. Schuyler

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0032005/25/2021Claimant(s): Charles Hailey, Karen Hailey
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Westpark Capital.
Respondent Lawyers(s): Julie E. Kamps
Arbitrator(s): Carol A. Schuyler, Geoffrey A. Drucker, Tony J Lawrence
Hearing Site: Richmond, VA
Checkmark Icon$794,432
15-0303501/10/2017Claimant(s): George Sofis, Preya Saroop, Rohit Saroop
Claimant Lawyers(s): David Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Cameron Stout
Arbitrator(s): Edward Blumstein, Carol A. Schuyler, Simon Jonathan Lawrence
Hearing Site: Richmond, VA
Checkmark Icon$1,544,800
12-0364904/07/2014Claimant(s): Fred Hetzel
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, James Ortlip, Mark McCloskey, Philip Pizelo, Shanon Ford, AOG Wealth Managment, Alpha Omega Group., Pacific West Securities.
Respondent Lawyers(s): Erinn J. Ford, Joseph Campo, Mark T. McCloskey, Philip A. Pizelo, Shanon L. Ford
Arbitrator(s): David Edward Upton, Carol A. Schuyler, William F. Etherington
Hearing Site: Richmond, VA
Checkmark IconExpungement
09-0411607/09/2010Claimant(s): Michael Hannon, The Michael Hannon Rev. Trust dtd 5/5/93
Claimant Lawyers(s): Andrew Park
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Carol A. Schuyler, Carl F. Bowmer, Robert L. Hinson
Hearing Site: Richmond, VA
Checkmark Icon$2,032,470

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