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FINRA Awards for BNY Mellon Securities LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0453607/11/2012Claimant(s): Michelle Massie
Claimant Lawyers(s): Michelle Nicole Massie
Respondent(s): BNY Mellon Securities LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Maurice R. Dunie
Hearing Site: Washington, DC
Checkmark Icon$319
10-0535304/28/2011Claimant(s): Donald Toussaint
Claimant Lawyers(s): Donald R. Toussaint
Respondent(s): BNY Mellon Securities LLC
Respondent Lawyers(s): Alexander H. Shapiro
Arbitrator(s): Martin Mandel
Hearing Site: Los Angeles, CA
Checkmark Icon$2,431

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