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FINRA Awards for Barbara Davis Solomon

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0291204/29/2020Claimant(s): James Yu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Barbara Davis Solomon
Hearing Site: Washington, DC
18-0018003/28/2019Claimant(s): Donna Elder
Claimant Lawyers(s): Stephen C. Leckar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marilyn Ginger McCauley
Arbitrator(s): Bonnie K. Wachtel, Barbara Davis Solomon, Shelley Simons Korch
Hearing Site: Washington, DC
18-0261401/30/2019Claimant(s): Lewis Baker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): Dave Hauer
Arbitrator(s): Barbara Davis Solomon
Hearing Site: Washington, DC

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