| 20-02873 | 05/20/2021 | Claimant(s): Jeffrey Rogers
Claimant Lawyers(s): Brian Luther
Respondent(s): QA3 Financial Corp., United Planners' Financial Services Of A
Respondent Lawyers(s): Dave Hauer, Stephen Wild
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL
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| 20-01516 | 03/09/2021 | Claimant(s): John Glenn
Claimant Lawyers(s): Zachary T Hayes-Macaluso
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Sally G. Williams
Hearing Site: San Diego, CA
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| 20-01505 | 02/17/2021 | Claimant(s): Jason Erickson
Claimant Lawyers(s): Brian Luther
Respondent(s): Capital Financial Services., United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer, Gordon Dihle
Arbitrator(s): Mark S. Gleason
Hearing Site: Minneapolis, MN
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| 18-03422 | 08/05/2019 | Claimant(s): Brian Parker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
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| 18-02614 | 01/30/2019 | Claimant(s): Lewis Baker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): Dave Hauer
Arbitrator(s): Barbara Davis Solomon
Hearing Site: Washington, DC
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| 17-02490 | 03/23/2018 | Claimant(s): Aaron Graham
Claimant Lawyers(s): Owen Harnett
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): Douglas C. Hall
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Salt Lake City, UT
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