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FINRA Awards for Gordon Dihle

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0128102/17/2022Claimant(s): William Fauzio
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Capital Financial Services., Questar Capital Corporation
Respondent Lawyers(s): Gordon Dihle, Katherine C. Donlon
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
20-0235810/29/2021Claimant(s): Aprile Holland, Ene-Tea Bloom, Jane Thompson, Kevin Harden, Linda Brooks, Suzana Williams, William Farrelly, The Estate of Charles Wayne Lumsden, The Estate of John Francis Crosbie
Claimant Lawyers(s): David A. Bain
Respondent(s): Bart Bohrer, Donald Pollard, Gordon Dihle, Capital Financial Holdings., Capital Financial Services.
Respondent Lawyers(s): Michael Stegawski
Arbitrator(s): Joe E. Manuel, Larry Kenneth Lott, Larry R Armstrong
Hearing Site: Atlanta, GA
Checkmark Icon$755,723
19-0294008/30/2021Claimant(s): Mark Sitter
Claimant Lawyers(s): Esther Treneer
Respondent(s): Calton & Associates., Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle, Martin S. Schexnayder
Arbitrator(s): James Wallace Boeckman, Stephanie E. Simmons, Curtis Jay Meador
Hearing Site: Houston, TX
19-0057108/04/2021Claimant(s): Darla D. Ward, Lawrence J. Ward
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Cheryl Romann, Donald Waage, John Carlson, Steven Knuttila, Capital Financial Services.
Respondent Lawyers(s): Cheryl Lynn Romann, David A. Baugh, Donald Waage, Gordon Dihle, Steven R. Knuttila
Arbitrator(s): Douglas J. Nesbit, Phyllis Karasov, Leo G. Stern
Hearing Site: Minneapolis, MN
Checkmark Icon$939,300
20-0150502/17/2021Claimant(s): Jason Erickson
Claimant Lawyers(s): Brian Luther
Respondent(s): Capital Financial Services., United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer, Gordon Dihle
Arbitrator(s): Mark S. Gleason
Hearing Site: Minneapolis, MN
19-0137708/05/2020Claimant(s): Gary Gilbert
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle
Arbitrator(s): Frederick Ramos, Robert Drae Venters, Steven Mark Bell
Hearing Site: Minneapolis, MN
19-0202106/18/2020Claimant(s): Kevin Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Wilmington, DE
18-0409307/24/2019Claimant(s): Capital Financial Services.
Claimant Lawyers(s): Gordon Dihle
Respondent(s): Gary Gilbert
Respondent Lawyers(s): Chet Taylor
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
12-0349103/20/2014Claimant(s): Kevin PaulC Investment
Claimant Lawyers(s): Kevin M. Paul
Respondent(s): Gordon Dihle, Spencer Edwards.
Respondent Lawyers(s): Gordon D. Dihle
Arbitrator(s): William F. Skewes, Peter D. Bowes, Kathy L. Eisenmenger
Hearing Site: Denver, CO
Checkmark Icon$0

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