| 19-02196 | 11/12/2021 | Claimant(s): Michael Meyers
Claimant Lawyers(s): Michael MacDonald
Respondent(s): John Santariello
Respondent Lawyers(s): John Joseph Santariello
Arbitrator(s): Jack D. Elmquist, Leo G. Stern, John (Jack) Louis Neveaux
Hearing Site: Minneapolis, MN
|  | $358,098 |
| 19-02405 | 08/11/2021 | Claimant(s): Estate of Joseph A. Muff
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Woodbury Financial Services., Hartford Funds Distributors
Respondent Lawyers(s): Greg Curley, Keraya S. Jefferson
Arbitrator(s): Jack D. Elmquist, Alain Frecon, Michael Anthony Pysno
Hearing Site: Des Moines, IA
| | $100,000 |
| 18-04093 | 07/24/2019 | Claimant(s): Capital Financial Services.
Claimant Lawyers(s): Gordon Dihle
Respondent(s): Gary Gilbert
Respondent Lawyers(s): Chet Taylor
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
| | |
| 18-00195 | 06/05/2019 | Claimant(s): Tom Nomeland
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Robert Solow, Theodore Allocca, William Quigley, Trident Partners Ltd.
Respondent Lawyers(s): Eric J. Sussman, Robert Paul Solow, William Michael Quigley
Arbitrator(s): Bruce J. Nerland, Jack D. Elmquist, Susan M. Sanger
Hearing Site: Minneapolis, MN
| | $0 |
| 18-01341 | 11/13/2018 | Claimant(s): Robert J Narveson IRA, Robert J Narveson & Stephanie T Narveson
Claimant Lawyers(s): Michael MacDonald
Respondent(s): Jay Brown
Respondent Lawyers(s): David Baugh
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
| | Expungement |
| 17-02127 | 04/17/2018 | Claimant(s): Christopher Haist
Claimant Lawyers(s): Christopher Scott Haist
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jack D. Elmquist, Michael L. Weiner, Arthur Richard Tow
Hearing Site: Minneapolis, MN
| | |
| 16-03645 | 08/09/2017 | Claimant(s): Jay Howie
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): John Stapleton, Nicholas Milano
Respondent Lawyers(s): John Joseph Stapleton, Nicholas Francis Milano
Arbitrator(s): Jack D. Elmquist
Hearing Site: Des Moines, IA
| | $20,600 |
| 14-00379 | 02/27/2015 | Claimant(s): Peter Stekr
Claimant Lawyers(s): Peter Morris Stekr
Respondent(s): UMB Financial Services.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Jack D. Elmquist, Frank D. Connett, John P. Wright
Hearing Site: Omaha, NE
| | |
| 14-01717 | 12/19/2014 | Claimant(s): Arlene Tesch, Kathleen Johnson
Claimant Lawyers(s): T. John Kirk
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Jodee Brubaker-Rager
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
| | Dismissed by Rule 12206 |
| 13-02486 | 08/22/2014 | Claimant(s): Judith Frank, Lenore Vogt, Alfred A. Vogt Trust U/T/A Dated Feb 15
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): Darrel Amiot, Scott Syde
Respondent Lawyers(s): Darrell R. Amiot, Michael MacDonald
Arbitrator(s): Jack D. Elmquist, Kevin D. Hofman, Frank Abramson
Hearing Site: Minneapolis, MN
| | $0 |
