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FINRA Awards for Kathleen Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0171712/19/2014Claimant(s): Arlene Tesch, Kathleen Johnson
Claimant Lawyers(s): T. John Kirk
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Jodee Brubaker-Rager
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
Checkmark IconDismissed by Rule 12206

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