| 15-00680 | 09/08/2017 | Claimant(s): Peter Izmirian, Sandra Ingwaldson
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): Mark Holt
Respondent Lawyers(s): Mark David Holt
Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep
Hearing Site: Minneapolis, MN
|  | $477,650 |
| 14-02889 | 04/06/2016 | Claimant(s): Rodney Hell
Claimant Lawyers(s): Christian Sande
Respondent(s): Alan Luttman, Joni Spaeth, Michael Braddy, Roger Hubley, NetWorth Asset Management., Prospera Financial Services.
Respondent Lawyers(s): Christopher B. Trowbridge, Elizabeth P. Ridley, Jonathan M. Harris
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
| | Expungement |
| 14-01955 | 07/17/2015 | Claimant(s): Thomas Ottman
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): John Feltl, Mary Feltl, Feltl & Company
Respondent Lawyers(s): Matthew T. Boos, Thomas F. Steichen
Arbitrator(s): Joan L. Volz, John W. MacKimm, Frank Abramson
Hearing Site: Minneapolis, MN
| | |
| 13-02486 | 08/22/2014 | Claimant(s): Judith Frank, Lenore Vogt, Alfred A. Vogt Trust U/T/A Dated Feb 15
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): Darrel Amiot, Scott Syde
Respondent Lawyers(s): Darrell R. Amiot, Michael MacDonald
Arbitrator(s): Jack D. Elmquist, Kevin D. Hofman, Frank Abramson
Hearing Site: Minneapolis, MN
| | $0 |
| 12-02792 | 06/10/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Gregory Paine
Respondent Lawyers(s): Jonathan M. Harris
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
| | |
| 09-05803 | 04/20/2010 | Claimant(s): Winona State University Foundation
Claimant Lawyers(s): Kent A. Gernander
Respondent(s): Brian Thurow, Edward Jones
Respondent Lawyers(s): Jonathan M. Harris
Arbitrator(s): Jerry M. Helfand, Natalie A. Roberts, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
