| 21-00984 | 01/24/2022 | Claimant(s): Duane Goeden, Marion Goeden
Claimant Lawyers(s): Duane Goeden
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Peter N. Thompson, Kerry C. Koep, James Martell Martin
Hearing Site: Minneapolis, MN
|  | Expungement |
| 20-00668 | 08/27/2021 | Claimant(s): Estate of Gary Lynnes
Claimant Lawyers(s): Ty Lynnes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kerry C. Koep
Hearing Site: Bismarck, ND
| | Expungement |
| 17-00990 | 08/08/2018 | Claimant(s): John Gherty, M. Anne Gherty
Claimant Lawyers(s): Matthew T. Boos
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Randall Johnson
Respondent Lawyers(s): Joseph A. Sack, Joseph W. Anthony
Arbitrator(s): Kerry C. Koep, Steven M. Bialick, Gregory John Peterson
Hearing Site: Minneapolis, MN
| | $150,410 |
| 15-00680 | 09/08/2017 | Claimant(s): Peter Izmirian, Sandra Ingwaldson
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): Mark Holt
Respondent Lawyers(s): Mark David Holt
Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep
Hearing Site: Minneapolis, MN
| | $477,650 |
| 15-02403 | 05/18/2017 | Claimant(s): Paul Lind
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep, Michael Sutton MacDonald
Hearing Site: Minneapolis, MN
| | $0 |
| 15-01780 | 05/24/2016 | Claimant(s): Marc Kalter
Claimant Lawyers(s): Timothy Feil
Respondent(s): Gary Thome
Respondent Lawyers(s): Hilton Weiner
Arbitrator(s): Charles Orlove, Kerry C. Koep, Frank Abramson
Hearing Site: Minneapolis, MN
| | Expungement |
| 08-01724 | 03/09/2009 | Claimant(s): Lawson Software Americas.
Claimant Lawyers(s): Bruce McPheeters
Respondent(s): Dana Hanley
Respondent Lawyers(s): Dana M. Hanley
Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep, David A. Peterson
Hearing Site: Minneapolis, MN
| | Stipulated Award and Expungement |
| 08-00251 | 11/04/2008 | Claimant(s): Bernice Follmer, Thomas Follmer
Claimant Lawyers(s): William G. Clelland
Respondent(s): Bradley Freimark, ProEquities., Safe Harbor Retirement Solutions
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Lawrence J. Welte, Kerry C. Koep, Robert S. Burk
Hearing Site: Minneapolis, MN
| | $300 |
