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FINRA Awards for Jay Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0289008/06/2024Claimant(s): Jay Brown
Claimant Lawyers(s): George C. Miller
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Joshua Rogers
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
18-0134111/13/2018Claimant(s): Robert J Narveson IRA, Robert J Narveson & Stephanie T Narveson
Claimant Lawyers(s): Michael MacDonald
Respondent(s): Jay Brown
Respondent Lawyers(s): David Baugh
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
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