23-02890 | 08/06/2024 | Claimant(s): Jay Brown Claimant Lawyers(s): George C. Miller Respondent(s): Arete Wealth Management Respondent Lawyers(s): Joshua Rogers Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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23-01755 | 01/29/2024 | Claimant(s): Bryan Wilczewski Claimant Lawyers(s): George C. Miller Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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19-02176 | 01/28/2022 | Claimant(s): Theresa Irene Deukmedjian IRA, Deukmedjian Revocable Family Trust Claimant Lawyers(s): Nicholas Berg Respondent(s): David Pathe, in his capacity as Atty, Charles Schwab & Co.., David Pathe IRA Contributory, The David Pathe Trust dtd 7/17/2002 Respondent Lawyers(s): George C. Miller, Gilbert R. Serota Arbitrator(s): Mark R. Lee, Robert B. Hansohn, Janice L. Sperow Hearing Site: San Diego, CA
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21-00468 | 09/14/2021 | Claimant(s): Tim Chen Claimant Lawyers(s): George C. Miller Respondent(s): M. S. Howells & Co. Respondent Lawyers(s): Robert L. Hill Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
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18-00418 | 10/18/2018 | Claimant(s): Scott MacDonald Claimant Lawyers(s): George C. Miller Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA
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09-03618 | 03/11/2011 | Claimant(s): Emma Zilber, Jason Kim, Leon Zilber Claimant Lawyers(s): George C. Miller Respondent(s): David Yair, Investscape Inc., Penson Financial Services. Respondent Lawyers(s): David Yair, Mark Cuccaro, Michael Langnas Arbitrator(s): Edward Baer, Howard D. Jacob, Joel C. Keilson Hearing Site: New York, NY
| | $0 |