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FINRA Awards for Joel C. Keilson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0221307/25/2017Claimant(s): Ervin Pilku
Claimant Lawyers(s): James P. Gianakis
Respondent(s): Eric Salzman, Advisors Asset Management.
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Susan C. Lushing, Joel C. Keilson, Mark Jeffrey Snyder
Hearing Site: New York, NY
09-0361803/11/2011Claimant(s): Emma Zilber, Jason Kim, Leon Zilber
Claimant Lawyers(s): George C. Miller
Respondent(s): David Yair, Investscape Inc., Penson Financial Services.
Respondent Lawyers(s): David Yair, Mark Cuccaro, Michael Langnas
Arbitrator(s): Edward Baer, Howard D. Jacob, Joel C. Keilson
Hearing Site: New York, NY
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