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FINRA Awards for Theresa Irene Deukmedjian IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0217601/28/2022Claimant(s): Theresa Irene Deukmedjian IRA, Deukmedjian Revocable Family Trust
Claimant Lawyers(s): Nicholas Berg
Respondent(s): David Pathe, in his capacity as Atty, Charles Schwab & Co.., David Pathe IRA Contributory, The David Pathe Trust dtd 7/17/2002
Respondent Lawyers(s): George C. Miller, Gilbert R. Serota
Arbitrator(s): Mark R. Lee, Robert B. Hansohn, Janice L. Sperow
Hearing Site: San Diego, CA
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