| 23-02915 | 11/18/2024 | Claimant(s): Philip Maliniak, Xerxes Nabong
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Sagepoint Financial., United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer, Jennifer R. Cox
Arbitrator(s): Michael J. Ahlstrom, Gordon M. Wase, Everett Reveley
Hearing Site: Norfolk, VA
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| 20-01516 | 03/09/2021 | Claimant(s): John Glenn
Claimant Lawyers(s): Zachary T Hayes-Macaluso
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Sally G. Williams
Hearing Site: San Diego, CA
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| 20-01505 | 02/17/2021 | Claimant(s): Jason Erickson
Claimant Lawyers(s): Brian Luther
Respondent(s): Capital Financial Services., United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer, Gordon Dihle
Arbitrator(s): Mark S. Gleason
Hearing Site: Minneapolis, MN
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| 19-02735 | 06/30/2020 | Claimant(s): Aaron Sevigny
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): United Planners' Financial Services of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 18-03422 | 08/05/2019 | Claimant(s): Brian Parker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
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