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FINRA Awards for Gordon M. Wase

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0291511/18/2024Claimant(s): Philip Maliniak, Xerxes Nabong
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Sagepoint Financial., United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer, Jennifer R. Cox
Arbitrator(s): Michael J. Ahlstrom, Gordon M. Wase, Everett Reveley
Hearing Site: Norfolk, VA

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