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FINRA Awards for Aaron Graham

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0298505/30/2018Claimant(s): Aaron Graham
Claimant Lawyers(s): Owen Harnett
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Mary Margaret Bush
Hearing Site: Salt Lake City, UT
17-0249003/23/2018Claimant(s): Aaron Graham
Claimant Lawyers(s): Owen Harnett
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): Douglas C. Hall
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Salt Lake City, UT

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