Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00233 | 05/20/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Robert L Herskovits Respondent(s): Peter Foote Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): Karen V. Cunningham, Jane C. Carney, Sandra Holmes Hearing Site: Baltimore, MD | ||
| 13-00114 | 10/15/2014 | Claimant(s): Christine Nielson Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Vicky L. Orem, Sandra Holmes, Peter H. Goldberg Hearing Site: Baltimore, MD |  | Expungement |