Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03548 | 06/22/2021 | Claimant(s): Jefferson Davis Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anya N. Thepot Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI |  | $0 |
| 12-00832 | 03/10/2017 | Claimant(s): Estate of Gilmay C. Dube Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | | $0 |
| 13-02879 | 02/18/2015 | Claimant(s): Pauline Duncavage Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): David B. Beizer, Sean Alan D'Amico, Guy R. Sullivan Hearing Site: Hartford, CT | | Expungement |
| 13-00114 | 10/15/2014 | Claimant(s): Christine Nielson Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Vicky L. Orem, Sandra Holmes, Peter H. Goldberg Hearing Site: Baltimore, MD | | Expungement |