Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00337 | 02/02/2016 | Claimant(s): Steven Farris Claimant Lawyers(s): Luke A. Baumstark Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Eric Raphan Arbitrator(s): Bruce S. Feldacker, Albert J. Haller, Kim L. Kirn Hearing Site: St. Louis, MO | ||
| 12-02102 | 06/04/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason E. Murtagh Respondent(s): Steven Farris Respondent Lawyers(s): Steven E. Farris Arbitrator(s): Anthony J. Soukenik, R. Phillip Reed, Jennifer McGillivary Hearing Site: St. Louis, MO | ||
| 09-02216 | 03/01/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Steven Farris Respondent Lawyers(s): Steven E. Farris Arbitrator(s): Thomas J. McAllister, Jesse David Hill, Michael William Petty Hearing Site: St. Louis, MO |